Owner Incentives and Performance in Healthcare: Private Equity Investment in Nursing Homes

Working Paper: NBER ID: w28474

Authors: Atul Gupta; Sabrina T. Howell; Constantine Yannelis; Abhinav Gupta

Abstract: Amid an aging population and a growing role for private equity (PE) in elder care, this paper studies how PE ownership affects U.S. nursing homes using patient-level Medicare data. We show that PE ownership leads to lower-risk patients and increases mortality. After instrumenting for the patient-nursing home match, we recover a local average treatment effect on mortality of 11%. Declines in measures of patient well-being, nurse staffing, and compliance with care standards help to explain the mortality effect. Overall, we conclude that PE has nuanced effects, with adverse outcomes for a subset of patients.

Keywords: Private Equity; Nursing Homes; Mortality; Patient Outcomes; Healthcare Economics

JEL Codes: G3; G32; G34; G38; I1; I18


Causal Claims Network Graph

Edges that are evidenced by causal inference methods are in orange, and the rest are in light blue.


Causal Claims

CauseEffect
nursing staff availability (J22)mortality rates (I12)
PE ownership (H43)mortality rates (I12)
PE ownership (H43)nursing staff availability (J22)
PE ownership (H43)patient composition (I11)
PE ownership (H43)mobility (J62)
PE ownership (H43)ulcer development (O12)
PE ownership (H43)pain intensity (J28)

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